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Assessing the Social Benefits of Tree Planting by Smallholders in Vietnam: Lessons for Large-Scale Reforestation Programs

Pamela McElwee and Tran Huu Nghi
Ecological Restoration, March 2021, 39 (1-2) 52-63; DOI: https://doi.org/10.3368/er.39.1-2.52
Pamela McElwee
Department of Human Ecology, Rutgers, The State University of New Jersey, 55 Dudley Road, New Brunswick, NJ 08901 U.S.
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Tran Huu Nghi
Tropenbos Vietnam, 1 Đoàn Hữu Trưng, Phước Vĩnh, Thành phố Huế, Thừa Thiên Huế, Vietnam.
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    Figure 1.

    Social Benefits Wheel for Evaluating Restoration Projects (Source: Gann et al. 2019).

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    Table 1.

    Positive and negative impacts of Vietnam’s afforestation, reforestation, and restoration programs.

    Social BenefitsIndicators of Positive ImpactsIndicators of Negative Impacts
    Stakeholder engagement
    • Recipients of land tenure certificates more engaged

    • (Renumerated) labor provided for protection programs

    • Top down management by government offices

    • Little independent decision-making by participating households

    Benefit distribution
    • Households able to claim secure land tenure certificates

    • Some (minimal) mixing of food crops and tree seedlings

    • Early programs led to few direct household benefits

    • Projects tend to favor households with land and capital assets

    • Concerns about rising income inequality and land stratification with poor households least likely to benefit

    • Ethnic minorities less likely to benefit

    • Gender differentials in access to benefits

    Knowledge enrichment
    • Voluntary owner associations can be set up (though not widespread)

    • Little knowledge or training associated with programs

    • Lack of use of local knowledge

    • Targets often not met due to information barriers

    • Little awareness of damaging practices

    Natural capital
    • Improvements in soil quality (nitrogen, carbon storage)

    • Protection from storm surge, benefits of windbreaks

    • Biodiversity improvements dependent on species and scale

    • Can be motivated by payments or subsidies

    • Many plantations managed poorly for natural capital

    • Some plantings inappropriate in vulnerable areas (typhoons)

    • Some replacement of natural forests by less diverse plantations

    • High biodiversity plantings require more land and longer rotations

    Sustainable economies
    • Profitability varies, dependent on land & labor prices and subsidies

    • Flexibility as to harvesting time

    • Subsidies are strong motivation

    • Certification can raise economic benefits

    • Subsidies can encourage forest conversion

    • Certification is difficult to get

    Community wellbeing
    • Some potential shared ecosystem services benefits

    • Community management can take more labor

    • Can disrupt traditional systems of community land management

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Ecological Restoration: 39 (1-2)
Ecological Restoration
Vol. 39, Issue 1-2
March and June, 2021
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Assessing the Social Benefits of Tree Planting by Smallholders in Vietnam: Lessons for Large-Scale Reforestation Programs
Pamela McElwee, Tran Huu Nghi
Ecological Restoration Mar 2021, 39 (1-2) 52-63; DOI: 10.3368/er.39.1-2.52

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Assessing the Social Benefits of Tree Planting by Smallholders in Vietnam: Lessons for Large-Scale Reforestation Programs
Pamela McElwee, Tran Huu Nghi
Ecological Restoration Mar 2021, 39 (1-2) 52-63; DOI: 10.3368/er.39.1-2.52
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  • Article
    • Abstract
    • Background: Smallholder Reforestation and Social Benefits
    • Methods
    • Social Outcomes of Smallholder Tree Planting
    • Discussion: Evaluating Vietnam’s Efforts
    • Conclusions: Lessons for Smallholder Tree Planting Programs
    • Acknowledgments
    • References
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Keywords

  • Asia
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  • social benefits
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